Summer
1989-------------------The National Interest-------------------Francis
Fukuyama
The
End of History?
IN WATCHING the flow of events over the past decade or so, it is
hard to avoid the feeling that something very fundamental has happened in world
history. The past year has seen a flood of articles commemorating the end of the
Cold War, and the fact that "peace" seems to be breaking out in many regions of
the world. Most of these analyses lack any larger conceptual framework for
distinguishing between what is essential and what is contingent or accidental in
world history, and are predictably superficial. If Mr. Gorbachev were ousted
from the Kremlin or a new Ayatollah proclaimed the millennium from a desolate
Middle Eastern capital, these same commentators would scramble to announce the
rebirth of a new era of conflict.
And yet, all of these people sense dimly that there is some larger
process at work, a process that gives coherence and order to the daily
headlines. The twentieth century saw the developed world descend into a paroxysm
of ideological violence, as liberalism contended first with the remnants of
absolutism, then bolshevism and fascism, and finally an updated Marxism that
threatened to lead to the ultimate apocalypse of nuclear war. But the century
that began full of self-confidence in the ultimate triumph of Western liberal
democracy seems at its close to be returning full circle to where it started:
not to an "end of ideology" or a convergence between capitalism and socialism,
as earlier predicted, but to an unabashed victory of economic and political
liberalism.
The triumph of the West, of the Western idea, is evident
first of all in the total exhaustion of viable systematic alternatives to
Western liberalism. In the past decade, there have been unmistakable changes in
the intellectual climate of the world's two largest communist countries, and the
beginnings of significant reform movements in both. But this phenomenon extends
beyond high politics and it can be seen also in the ineluctable spread of
consumerist Western culture in such diverse contexts as the peasants' markets
and color television sets now omnipresent throughout China, the cooperative
restaurants and clothing stores opened in the past year in Moscow, the Beethoven
piped into Japanese department stores, and the rock music enjoyed alike in
Prague, Rangoon, and Tehran.
What we may be witnessing is not just the end of the Cold War, or
the passing of a particular period of postwar history, but the end of history as
such: that is, the end point of mankind's ideological evolution and the
universalization of Western liberal democracy as the final form of human
government. This is not to say that there will no longer be events to fill the
pages of Foreign Affair's yearly summaries of international relations,
for the victory of liberalism has occurred primarily in the realm of ideas or
consciousness and is as yet incomplete in. the real or material world. But there
are powerful reasons for believing that it is the ideal that will govern the
material world in the long run. To understand how this is so, we must
first consider some theoretical issues concerning the nature of historical
change.
I
THE NOTION of the end of history is not an original one. Its best
known propagator was Karl Marx, who believed that the direction of historical
development was a purposeful one determined by the interplay of material forces,
and would come to an end only with the achievement of a communist utopia that
would finally resolve all prior contradictions. But the concept of history as a
dialectical process with a beginning, a middle, and an end was borrowed by Marx
from his great German predecessor, Georg Wilhelm Friedrich Hegel.
For better or worse, much of Hegel's historicism has become part of
our contemporary intellectual baggage. The notion that mankind has progressed
through a series of primitive stages of consciousness on his path to the
present, and that these stages corresponded to concrete forms of social
organization, such as tribal, slave-owning, theocratic, and finally
democratic-egalitarian societies, has become inseparable from the modern
understanding of man. Hegel was the first philosopher to speak the language of
modern social science, insofar as man for him was the product of his concrete
historical and social environment and not, as earlier natural right theorists
would have it, a collection of more or less fixed "natural" attributes. The
mastery and transformation of man's natural environment through the application
of science and technology was originally not a Marxist concept, but a Hegelian
one. Unlike later historicists whose historical relativism degenerated into
relativism tout court, however, Hegel believed that history culminated in an
absolute moment - a moment in which a final, rational form of society and state
became victorious.
It is Hegel's misfortune to be known now primarily as Marx's
precursor; and it is our misfortune that few of us are familiar with Hegel's
work from direct study, but only as it has been filtered through the distorting
lens of Marxism. In France, however, there has been an effort to save Hegel from
his Marxist interpreters and to resurrect him as the philosopher who most
correctly speaks to our time. Among those modern French interpreters of Hegel,
the greatest was certainly Alexandre Kojčve, a brilliant Russian émigré who
taught a highly influential series of seminars in Paris in the 1930s at the
Ecole Practique des Hautes Etudes.[1]
While largely unknown in the United States, Kojčve had a major impact on the
intellectual life of the continent. Among his students ranged such future
luminaries as Jean-Paul Sartre on the Left and Raymond Aron on the Right;
postwar existentialism borrowed many of its basic categories from Hegel via
Kojčve.
Kojčve sought to resurrect the Hegel of the Phenomenology of
Mind, the Hegel who proclaimed history to be at an end in 1806. For as early
as this Hegel saw in Napoleon's defeat of the Prussian monarchy at the Battle of
Jena the victory of the ideals of the French Revolution, and the imminent
universalization of the state incorporating the principles of liberty and
equality. Kojčve, far from rejecting Hegel in light of the turbulent events of
the next century and a half, insisted that the latter had been essentially
correct.[2] The Battle of Jena marked the
end of history because it was at that point that the vanguard of humanity
(a term quite familiar to Marxists) actualized the principles of the French
Revolution. While there was considerable work to be done after 1806 - abolishing
slavery and the slave trade, extending the franchise to workers, women, blacks,
and other racial minorities, etc. - the basic principles of the liberal
democratic state could not be improved upon. The two world wars in this century
and their attendant revolutions and upheavals simply had the effect of extending
those principles spatially, such that the various provinces of human
civilization were brought up to the level of its most advanced outposts, and of
forcing those societies in Europe and North America at the vanguard of
civilization to implement their liberalism more fully.
The state that emerges at the end of history is liberal insofar as
it recognizes and protects through a system of law man's universal right to
freedom, and democratic insofar as it exists only with the consent of the
governed. For Kojčve, this so-called "universal homogenous state" found
real-life embodiment in the countries of postwar Western Europe - precisely
those flabby, prosperous, self-satisfied, inward-looking, weak-willed states
whose grandest project was nothing more heroic than the creation of the Common
Market.[3] But this was only to be expected.
For human history and the conflict that characterized it was based on the
existence of "contradictions": primitive man's quest for mutual recognition, the
dialectic of the master and slave, the transformation and mastery of nature, the
struggle for the universal recognition of rights, and the dichotomy between
proletarian and capitalist. But in the universal homogenous state, all prior
contradictions are resolved and all human needs are satisfied. There is no
struggle or conflict over "large" issues, and consequently no need for generals
or statesmen; what remains is primarily economic activity. And indeed, Kojčve's
life was consistent with his teaching. Believing that there was no more work for
philosophers as well, since Hegel (correctly understood) had already achieved
absolute knowledge, Kojčve left teaching after the war and spent the remainder
of his life working as a bureaucrat in the European Economic Community, until
his death in 1968.
To his contemporaries at mid-century, Kojčve's proclamation of the
end of history must have seemed like the typical eccentric solipsism of a French
intellectual, coming as it did on the heels of World War II and at the very
height of the Cold War. To comprehend how Kojčve could have been so audacious as
to assert that history has ended, we must first of all understand the meaning of
Hegelian idealism.
II
FOR HEGEL, the contradictions that drive history exist first of all
in the realm of human consciousness, i.e. on the level of ideas[4] - not the trivial election year proposals of
American politicians, but ideas in the sense of large unifying world views that
might best be understood under the rubric of ideology. Ideology in this sense is
not restricted to the secular and explicit political doctrines we usually
associate with the term, but can include religion, culture, and the complex of
moral values underlying any society as well.
Hegel's view of the relationship between the ideal and the real or
material worlds was an extremely complicated one, beginning with the fact that
for him the distinction between the two was only apparent.[5] He did not believe that the real world conformed or could
be made to conform to ideological preconceptions of philosophy professors in any
simpleminded way, or that the "material" world could not impinge on the ideal.
Indeed, Hegel the professor was temporarily thrown out of work as a result of a
very material event, the Battle of Jena. But while Hegel's writing and thinking
could be stopped by a bullet from the material world, the hand on the trigger of
the gun was motivated in turn by the ideas of liberty and equality that had
driven the French Revolution.
For Hegel, all human behavior in the material world, and hence all
human history, is rooted in a prior state of consciousness - an idea similar to
the one expressed by John Maynard Keynes when he said that the views of men of
affairs were usually derived from defunct economists and academic scribblers of
earlier generations. This consciousness may not be explicit and self-aware, as
are modern political doctrines, but may rather take the form of religion or
simple cultural or moral habits. And yet this realm of consciousness in the long
run necessarily becomes manifest in the material world, indeed creates the
material world in its own image. Consciousness is cause and not effect, and can
develop autonomously from the material world; hence the real subtext underlying
the apparent jumble of current events is the history of ideology.
Hegel's idealism has fared poorly at the hands of later thinkers.
Marx reversed the priority of the real and the ideal completely, relegating the
entire realm of consciousness - religion, art, culture, philosophy itself - to a
"superstructure" that was determined entirely by the prevailing material mode of
production. Yet another unfortunate legacy of Marxism is our tendency to retreat
into materialist or utilitarian explanations of political or historical
phenomena, and our disinclination to believe in the autonomous power of ideas. A
recent example of this is Paul Kennedy's hugely successful The Rise and Fall
of the Great Powers, which ascribes the decline of great powers to simple
economic overextension. Obviously, this is true on some level: an empire whose
economy is barely above the level of subsistence cannot bankrupt its treasury
indefinitely. But whether a highly productive modern industrial society chooses
to spend 3 or 7 percent of its GNP on defense rather than consumption is
entirely a matter of that society's political priorities, which are in turn
determined in the realm of consciousness.
The materialist bias of modern thought is characteristic not only of
people on the Left who may be sympathetic to Marxism, but of many passionate
anti-Marxists as well. Indeed, there is on the Right what one might label the
Wall Street Journal school of deterministic materialism that discounts the
importance of ideology and culture and sees man as essentially a rational,
profit-maximizing individual. It is precisely this kind of individual and his
pursuit of material incentives that is posited as the basis for economic life as
such in economic textbooks.[6] One small
example will illustrate the problematic character of such materialist views.
Max Weber begins his famous book, The Protestant Ethic and the
Spirit of Capitalism, by noting the different economic performance of
Protestant and Catholic communities throughout Europe and America, summed up in
the proverb that Protestants eat well while Catholics sleep well. Weber notes
that according to any economic theory that posited man as a rational
profit-maximizer, raising the piece-work rate should increase labor
productivity. But in fact, in many traditional peasant communities, raising the
piece-work rate actually had the opposite effect of lowering labor
productivity: at the higher rate, a peasant accustomed to earning two and
one-half marks per day found he could earn the same amount by working less, and
did so because he valued leisure more than income. The choices of leisure over
income, or of the militaristic life of the Spartan hoplite over the wealth of
the Athenian trader, or even the ascetic life of the early capitalist
entrepreneur over that of a traditional leisured aristocrat, cannot possibly be
explained by the impersonal working of material forces, but come preeminently
out of the sphere of consciousness - what we have labeled here broadly as
ideology. And indeed, a central theme of Weber's work was to prove that contrary
to Marx, the material mode of production, far from being the "base," was itself
a "superstructure" with roots in religion and culture, and that to understand
the emergence of modern capitalism and the profit motive one had to study their
antecedents in the realm of the spirit.
As we look around the contemporary world, the poverty of materialist
theories of economic development is all too apparent. The Wall Street
Journal school of deterministic materialism habitually points to the
stunning economic success of Asia in the past few decades as evidence of the
viability of free market economics, with the implication that all societies
would see similar development were they simply to allow their populations to
pursue their material self-interest freely. Surely free markets and stable
political systems are a necessary precondition to capitalist economic growth.
But just as surely the cultural heritage of those Far Eastern societies, the
ethic of work and saving and family, a religious heritage that does not, like
Islam, place restrictions on certain forms of economic behavior, and other
deeply ingrained moral qualities, are equally important in explaining their
economic performance.[7] And yet the
intellectual weight of materialism is such that not a single respectable
contemporary theory of economic development addresses consciousness and culture
seriously as the matrix within which economic behavior is formed.
FAILURE to understand that the roots of economic behavior lie in the
realm of consciousness and culture leads to the common mistake of attributing
material causes to phenomena that are essentially ideal in nature. For example,
it is commonplace in the West to interpret the reform movements first in China
and most recently in the Soviet Union as the victory of the material over the
ideal - that is, a recognition that ideological incentives could not replace
material ones in stimulating a highly productive modern economy, and that if one
wanted to prosper one had to appeal to baser forms of self-interest. But the
deep defects of socialist economies were evident thirty or forty years ago to
anyone who chose to look. Why was it that these countries moved away from
central planning only in the 1980s' The answer must be found in the
consciousness of the elites and leaders ruling them, who decided to opt for the
"Protestant" life of wealth and risk over the "Catholic" path of poverty and
security.[8] That change was in no way made
inevitable by the material conditions in which either country found itself on
the eve of the reform, but instead came about as the result of the victory of
one idea over another.[9]
For Kojčve, as for all good Hegelians, understanding the underlying
processes of history requires understanding developments in the realm of
consciousness or ideas, since consciousness will ultimately remake the material
world in its own image. To say that history ended in 1806 meant that mankind's
ideological evolution ended in the ideals of the French or American Revolutions:
while particular regimes in the real world might not implement these ideals
fully, their theoretical truth is absolute and could not be improved upon. Hence
it did not matter to Kojčve that the consciousness of the postwar generation of
Europeans had not been universalized throughout the world; if ideological
development had in fact ended, the homogenous state would eventually become
victorious throughout the material world.
I have neither the space nor, frankly, the ability to defend in
depth Hegel's radical idealist perspective. The issue is not whether Hegel's
system was right, but whether his perspective might uncover the problematic
nature of many materialist explanations we often take for granted. This is not
to deny the role of material factors as such. To a literal-minded idealist,
human society can be built around any arbitrary set of principles regardless of
their relationship to the material world. And in fact men have proven themselves
able to endure the most extreme material hardships in the name of ideas that
exist in the realm of the spirit alone, be it the divinity of cows or the nature
of the Holy Trinity.[10]
But while man's very perception of the material world is shaped by
his historical consciousness of it, the material world can clearly affect in
return the viability of a particular state of consciousness. In particular, the
spectacular abundance of advanced liberal economies and the infinitely diverse
consumer culture made possible by them seem to both foster and preserve
liberalism in the political sphere. I want to avoid the materialist determinism
that says that liberal economics inevitably produces liberal politics, because I
believe that both economics and politics presuppose an autonomous prior state of
consciousness that makes them possible. But that state of consciousness that
permits the growth of liberalism seems to stabilize in the way one would expect
at the end of history if it is underwritten by the abundance of a modern free
market economy. We might summarize the content of the universal homogenous state
as liberal democracy in the political sphere combined with easy access to VCRs
and stereos in the economic.
III
HAVE WE in fact reached the end of history? Are there, in other
words, any fundamental "contradictions" in human life that cannot be resolved in
the context of modern liberalism, that would be resolvable by an alternative
political-economic structure? If we accept the idealist premises laid out above,
we must seek an answer to this question in the realm of ideology and
consciousness. Our task is not to answer exhaustively the challenges to
liberalism promoted by every crackpot messiah around the world, but only those
that are embodied in important social or political forces and movements, and
which are therefore part of world history. For our purposes, it matters very
little what strange thoughts occur to people in Albania or Burkina Faso, for we
are interested in what one could in some sense call the common ideological
heritage of mankind.
In the past century, there have been two major challenges to
liberalism, those of fascism and of communism. The former[11] saw the political weakness, materialism, anomie, and lack
of community of the West as fundamental contradictions in liberal societies that
could only be resolved by a strong state that forged a new "people" on the basis
of national exclusiveness. Fascism was destroyed as a living ideology by World
War II. This was a defeat, of course, on a very material level, but it amounted
to a defeat of the idea as well. What destroyed fascism as an idea was not
universal moral revulsion against it, since plenty of people were willing to
endorse the idea as long as it seemed the wave of the future, but its lack of
success. After the war, it seemed to most people that German fascism as well as
its other European and Asian variants were bound to self-destruct. There was no
material reason why new fascist movements could not have sprung up again after
the war in other locales, but for the fact that expansionist ultranationalism,
with its promise of unending conflict leading to disastrous military defeat, had
completely lost its appeal. The ruins of the Reich chancellery as well as the
atomic bombs dropped on Hiroshima and Nagasaki killed this ideology on the level
of consciousness as well as materially, and all of the pro-fascist movements
spawned by the German and Japanese examples like the Peronist movement in
Argentina or Subhas Chandra Bose's Indian National Army withered after the
war.
The ideological challenge mounted by the other great alternative to
liberalism, communism, was far more serious. Marx, speaking Hegel's language,
asserted that liberal society contained a fundamental contradiction that could
not be resolved within its context, that between capital and labor, and this
contradiction has constituted the chief accusation against liberalism ever
since. But surely, the class issue has actually been successfully resolved in
the West. As Kojčve (among others) noted, the egalitarianism of modern America
represents the essential achievement of the classless society envisioned by
Marx. This is not to say that there are not rich people and poor people in the
United States, or that the gap between them has not grown in recent years. But
the root causes of economic inequality do not have to do with the underlying
legal and social structure of our society, which remains fundamentally
egalitarian and moderately redistributionist, so much as with the cultural and
social characteristics of the groups that make it up, which are in turn the
historical legacy of premodern conditions. Thus black poverty in the United
States is not the inherent product of liberalism, but is rather the "legacy of
slavery and racism" which persisted long after the formal abolition of
slavery.
As a result of the receding of the class issue, the appeal of
communism in the developed Western world, it is safe to say, is lower today than
any time since the end of the First World War. This can he measured in any
number of ways: in the declining membership and electoral pull of the major
European communist parties, and their overtly revisionist programs; in the
corresponding electoral success of conservative parties from Britain and Germany
to the United States and Japan, which are unabashedly pro-market and
anti-statist; and in an intellectual climate whose most "advanced" members no
longer believe that bourgeois society is something that ultimately needs to be
overcome. This is not to say that the opinions of progressive intellectuals in
Western countries are not deeply pathological in any number of ways. But those
who believe that the future must inevitably be socialist tend to be very old, or
very marginal to the real political discourse of their societies.
0NE MAY argue that the socialist alternative was never terribly
plausible for the North Atlantic world, and was sustained for the last several
decades primarily by its success outside of this region. But it is precisely in
the non-European world that one is most struck by the occurrence of major
ideological transformations. Surely the most remarkable changes have occurred in
Asia. Due to the strength and adaptability of the indigenous cultures there,
Asia became a battleground for a variety of imported Western ideologies early in
this century. Liberalism in Asia was a very weak reed in the period after World
War I; it is easy today to forget how gloomy Asia's political future looked as
recently as ten or fifteen years ago. It is easy to forget as well how momentous
the outcome of Asian ideological struggles seemed for world political
development as a whole.
The first Asian alternative to liberalism to be decisively defeated
was the fascist one represented by Imperial Japan. Japanese fascism (like its
German version) was defeated by the force of American arms in the Pacific war,
and liberal democracy was imposed on Japan by a victorious United States.
Western capitalism and political liberalism when transplanted to Japan were
adapted and transformed by the Japanese in such a way as to be scarcely
recognizable.[12] Many Americans are now
aware that Japanese industrial organization is very different from that
prevailing in the United States or Europe, and it is questionable what
relationship the factional maneuvering that takes place with the governing
Liberal Democratic Party bears to democracy. Nonetheless, the very fact that the
essential elements of economic and political liberalism have been so
successfully grafted onto uniquely Japanese traditions and institutions
guarantees their survival in the long run. More important is the contribution
that Japan has made in turn to world history by following in the footsteps of
the United States to create a truly universal consumer culture that has become
both a symbol and an underpinning of the universal homogenous state. V.S.
Naipaul traveling in Khomeini's Iran shortly after the revolution noted the
omnipresent signs advertising the products of Sony, Hitachi, and JVC, whose
appeal remained virtually irresistible and gave the lie to the regime's
pretensions of restoring a state based on the rule of the Shariah. Desire
for access to the consumer culture, created in large measure by Japan, has
played a crucial role in fostering the spread of economic liberalism throughout
Asia, and hence in promoting political liberalism as well.
The economic success of the other newly industrializing countries
(NICs) in Asia following on the example of Japan is by now a familiar story.
What is important from a Hegelian standpoint is that political liberalism has
been following economic liberalism, more slowly than many had hoped but with
seeming inevitability. Here again we see the victory of the idea of the
universal homogenous state. South Korea had developed into a modern, urbanized
society with an increasingly large and well-educated middle class that could not
possibly be isolated from the larger democratic trends around them. Under these
circumstances it seemed intolerable to a large part of this population that it
should be ruled by an anachronistic military regime while Japan, only a decade
or so ahead in economic terms, had parliamentary institutions for over forty
years. Even the former socialist regime in Burma, which for so many decades
existed in dismal isolation from the larger trends dominating Asia, was buffeted
in the past year by pressures to liberalize both its economy and political
system. It is said that unhappiness with strongman Ne Win began when a senior
Burmese officer went to Singapore for medical treatment and broke down crying
when he saw how far socialist Burma had been left behind by its ASEAN
neighbors.
BUT THE power of the liberal idea would seem much less impressive if
it had not infected the largest and oldest culture in Asia, China. The simple
existence of communist China created an alternative pole of ideological
attraction, and as such constituted a threat to liberalism. But the past fifteen
years have seen an almost total discrediting of Marxism-Leninism as an economic
system. Beginning with the famous third plenum of the Tenth Central Committee in
1978, the Chinese Communist party set about decollectivizing agriculture for the
800 million Chinese who still lived in the countryside. The role of the state in
agriculture was reduced to that of a tax collector, while production of consumer
goods was sharply increased in order to give peasants a taste of the universal
homogenous state and thereby an incentive to work. The reform doubled Chinese
grain output in only five years, and in the process created for Deng Xiaoping a
solid political base from which he was able to extend the reform to other parts
of the economy. Economic Statistics do not begin to describe the dynamism,
initiative, and openness evident in China since the reform began.
China could not now be described in any way as a liberal democracy.
At present, no more than 20 percent of its economy has been marketized, and most
importantly it continues to be ruled by a self-appointed Communist party which
has given no hint of wanting to devolve power. Deng has made none of Gorbachev's
promises regarding democratization of the political system and there is no
Chinese equivalent of ghost. The Chinese leadership has in fact been much more
circumspect in criticizing Mao and Maoism than Gorbachev with respect to
Brezhnev and Stalin, and the regime continues to pay lip service to
Marxism-Leninism as its ideological underpinning. But anyone familiar with the
outlook and behavior of the new technocratic elite now governing China knows
that Marxism and ideological principle have become virtually irrelevant as
guides to policy, and that bourgeois consumerism has a real meaning in that
country for the first time since the revolution. The various slowdowns in the
pace of reform, the campaigns against "spiritual pollution" and crackdowns on
political dissent are more properly seen as tactical adjustments made in the
process of managing what is an extraordinarily difficult political transition.
By ducking the question of political reform while putting the economy on a new
footing, Deng has managed to avoid the breakdown of authority that has
accompanied Gorbachev's perestroika. Yet the pull of the liberal idea
continues to be very strong as economic power devolves and the economy becomes
more open to the outside world. There are currently over 20,000 Chinese students
studying in the U.S. and other Western countries, almost all of them the
children of the Chinese elite. It is hard to believe that when they return home
to run the country they will be content for China to be the only country in Asia
unaffected by the larger democratizing trend. The student demonstrations in
Beijing that broke out first in December 1986 and recurred recently on the
occasion of Hu Yao-bang's death were only the beginning of what will inevitably
be mounting pressure for change in the political system as well.
What is important about China from the standpoint of world history
is not the present state of the reform or even its future prospects. The central
issue is the fact that the People's Republic of China can no longer act as a
beacon for illiberal forces around the world, whether they be guerrillas in some
Asian jungle or middle class students in Paris. Maoism, rather than being the
pattern for Asia's future, became an anachronism, and it was the mainland
Chinese who in fact were decisively influenced by the prosperity and dynamism of
their overseas co-ethnics - the ironic ultimate victory of Taiwan.
Important as these changes in China have been, however, it is
developments in the Soviet Union - the original "homeland of the world
proletariat" - that have put the final nail in the coffin of the
Marxist-Leninist alternative to liberal democracy. It should be clear that in
terms of formal institutions, not much has changed in the four years since
Gorbachev has come to power: free markets and the cooperative movement represent
only a small part of the Soviet economy, which remains centrally planned; the
political system is still dominated by the Communist party, which has only begun
to democratize internally and to share power with other groups; the regime
continues to assert that it is seeking only to modernize socialism and that its
ideological basis remains Marxism-Leninism; and, finally, Gorbachev faces a
potentially powerful conservative opposition that could undo many of the changes
that have taken place to date. Moreover, it is hard to be too sanguine about the
chances for success of Gorbachev's proposed reforms, either in the sphere of
economics or politics. But my purpose here is not to analyze events in the
short-term, or to make predictions for policy purposes, but to look at
underlying trends in the sphere of ideology and consciousness. And in that
respect, it is clear that an astounding transformation has occurred.
Émigrés from the Soviet Union have been reporting for at least the
last generation now that virtually nobody in that country truly believed in
Marxism-Leninism any longer, and that this was nowhere more true than in the
Soviet elite, which continued to mouth Marxist slogans out of sheer cynicism.
The corruption and decadence of the late Brezhnev-era Soviet state seemed to
matter little, however, for as long as the state itself refused to throw into
question any of the fundamental principles underlying Soviet society, the system
was capable of functioning adequately out of sheer inertia and could even muster
some dynamism in the realm of foreign and defense policy. Marxism-Leninism was
like a magical incantation which, however absurd and devoid of meaning, was the
only common basis on which the elite could agree to rule Soviet society.
WHAT HAS happened in the four years since Gorbachev's coming to
power is a revolutionary assault on the most fundamental institutions and
principles of Stalinism, and their replacement by other principles which do not
amount to liberalism per se but whose only connecting thread is liberalism. This
is most evident in the economic sphere, where the reform economists around
Gorbachev have become steadily more radical in their support for free markets,
to the point where some like Nikolai Shmelev do not mind being compared in
public to Milton Friedman. There is a virtual consensus among the currently
dominant school of Soviet economists now that central planning and the command
system of allocation are the root cause of economic inefficiency, and that if
the Soviet system is ever to heal itself, it must permit free and decentralized
decision-making with respect to investment, labor, and prices. After a couple of
initial years of ideological confusion, these principles have finally been
incorporated into policy with the promulgation of new laws on enterprise
autonomy, cooperatives, and finally in 1988 on lease arrangements and family
farming. There are, of course, a number of fatal flaws in the current
implementation of the reform, most notably the absence of a thoroughgoing price
reform. But the problem is no longer a conceptual one: Gorbachev and his
lieutenants seem to understand the economic logic of marketization well enough,
but like the leaders of a Third World country facing the IMF, are afraid of the
social consequences of ending consumer subsidies and other forms of dependence
on the state sector.
In the political sphere, the proposed changes to the Soviet
constitution, legal system, and party rules amount to much less than the
establishment of a liberal state. Gorbachev has spoken of democratization
primarily in the sphere of internal party affairs, and has shown little
intention of ending the Communist party's monopoly of power; indeed, the
political reform seeks to legitimize and therefore strengthen the CPSU'S
rule.[13] Nonetheless, the general
principles underlying many of the reforms - that the "people" should be truly
responsible for their own affairs, that higher political bodies should be
answerable to lower ones, and not vice versa, that the rule of law should
prevail over arbitrary police actions, with separation of powers and an
independent judiciary, that there should be legal protection for property
rights, the need for open discussion of public issues and the right of public
dissent, the empowering of the Soviets as a forum in which the whole Soviet
people can participate, and of a political culture that is more tolerant and
pluralistic - come from a source fundamentally alien to the USSR's
Marxist-Leninist tradition, even if they are incompletely articulated and poorly
implemented in practice.
Gorbachev's repeated assertions that he is doing no more than trying
to restore the original meaning of Leninism are themselves a kind of Orwellian
doublespeak. Gorbachev and his allies have consistently maintained that
intraparty democracy was somehow the essence of Leninism, and that the various
lib era1 practices of open debate, secret ballot elections, and rule of law were
all part of the Leninist heritage, corrupted only later by Stalin. While almost
anyone would look good compared to Stalin, drawing so sharp a line between Lenin
and his successor is questionable. The essence of Lenin's democratic centralism
was centralism, not democracy; that is, the absolutely rigid, monolithic, and
disciplined dictatorship of a hierarchically organized vanguard Communist party,
speaking in the name of the demos. All of Lenin's vicious polemics against Karl
Kautsky, Rosa Luxemburg, and various other Menshevik and Social Democratic
rivals, not to mention his contempt for "bourgeois legality" and freedoms,
centered around his profound conviction that a revolution could not be
successfully made by a democratically run organization.
Gorbachev's claim that he is seeking to return to the true Lenin is
perfectly easy to understand: having fostered a thorough denunciation of
Stalinism and Brezhnevism as the root of the USSR's present predicament, he
needs some point in Soviet history on which to anchor the legitimacy of the
CPSU'S continued rule. But Gorbachev's tactical requirements should not blind us
to the fact that the democratizing and decentralizing principles which he has
enunciated in both the economic and political spheres are highly subversive of
some of the most fundamental precepts of both Marxism and Leninism. Indeed, if
the bulk of the present economic reform proposals were put into effect, it is
hard to know how the Soviet economy would be more socialist than those of other
Western countries with large public sectors.
The Soviet Union could in no way be described as a liberal or
democratic country now, nor do I think that it is terribly likely that
perestroika will succeed such that the label will be thinkable any time in the
near future. But at the end of history it is not necessary that all societies
become successful liberal societies, merely that they end their ideological
pretensions of representing different and higher forms of human society. And in
this respect I believe that something very important has happened in the Soviet
Union in the past few years: the criticisms of the Soviet system sanctioned by
Gorbachev have been so thorough and devastating that there is very little chance
of going back to either Stalinism or Brezhnevism in any simple way. Gorbachev
has finally permitted people to say what they had privately understood for many
years, namely, that the magical incantations of Marxism-Leninism were nonsense,
that Soviet socialism was not superior to the West in any respect but was in
fact a monumental failure. The conservative opposition in the USSR, consisting
both of simple workers afraid of unemployment and inflation and of party
officials fearful of losing their jobs and privileges, is outspoken and may be
strong enough to force Gorbachev's ouster in the next few years. But what both
groups desire is tradition, order, and authority; they manifest no deep
commitment to Marxism-Leninism, except insofar as they have invested much of
their own lives in it.[14] For authority to
be restored in the Soviet Union after Gorbachev's demolition work, it must be on
the basis of some new and vigorous ideology which has not yet appeared on the
horizon.
IF WE ADMIT for the moment that the fascist and communist challenges
to liberalism are dead, are there any other ideological competitors left? Or put
another way, are there contradictions in liberal society beyond that of class
that are not resolvable? Two possibilities suggest themselves, those of religion
and nationalism.
The rise of religious fundamentalism in recent years within the
Christian, Jewish, and Muslim traditions has been widely noted. One is inclined
to say that the revival of religion in some way attests to a broad unhappiness
with the impersonality and spiritual vacuity of liberal consumerist societies.
Yet while the emptiness at the core of liberalism is most certainly a defect in
the ideology - indeed, a flaw that one does not need the perspective of religion
to recognize[15] - it is not at all clear
that it is remediable through politics. Modern liberalism itself was
historically a consequence of the weakness of religiously-based societies which,
failing to agree on the nature of the good life, could not provide even the
minimal preconditions of peace and stability. In the contemporary world only
Islam has offered a theocratic state as a political alternative to both
liberalism and communism. But the doctrine has little appeal for non-Muslims,
and it is hard to believe that the movement will take on any universal
significance. Other less organized religious impulses have been successfully
satisfied within the sphere of personal life that is permitted in liberal
societies.
The other major "contradiction" potentially unresolvable by
liberalism is the one posed by nationalism and other forms of racial and ethnic
consciousness. It is certainly true that a very large degree of conflict since
the Battle of Jena has had its roots in nationalism. Two cataclysmic world wars
in this century have been spawned by the nationalism of the developed world in
various guises, and if those passions have been muted to a certain extent in
postwar Europe, they are still extremely powerful in the Third World.
Nationalism has been a threat to liberalism historically in Germany, and
continues to be one in isolated parts of "post-historical" Europe like Northern
Ireland.
But it is not clear that nationalism rep resents an irreconcilable
contradiction in the heart of liberalism. In the first place, nationalism is not
one single phenomenon but several, ranging from mild cultural nostalgia to the
highly organized and elaborately articulated doctrine of National Socialism.
Only systematic nationalisms of the latter sort can qualify as a formal ideology
on the level of liberalism or communism. The vast majority of the world's
nationalist movements do not have a political program beyond the negative desire
of independence from some other group or people, and do not offer anything like
a comprehensive agenda for socio-economic organization. As such, they are
compatible with doctrines and ideologies that do offer such agendas. While they
may constitute a source of conflict for liberal societies, this conflict does
not arise from liberalism itself so much as from the fact that the liberalism in
question is incomplete. Certainly a great deal of the world's ethnic and
nationalist tension can be explained in terms of peoples who are forced to live
in unrepresentative political systems that they have not chosen.
While it is impossible to rule out the sudden appearance of new
ideologies or previously unrecognized contradictions in liberal societies, then,
the present world seems to confirm that the fundamental principles of
sociopolitical organization have not advanced terribly far since 1806. Many of
the wars and revolutions fought since that time have been undertaken in the name
of ideologies which claimed to be more advanced than liberalism, but whose
pretensions were ultimately unmasked by history. In the meantime, they have
helped to spread the universal homogenous state to the point where it could have
a significant effect on the overall character of international relations.
IV
WHAT ARE the implications of the end of history for international
relations? Clearly, the vast bulk of the Third World remains very much mired in
history, and will be a terrain of conflict for many years to come. But let us
focus for the time being on the larger and more developed states of the world
who after all account for the greater part of world politics. Russia and China
are not likely to join the developed nations of the West as liberal societies
any time in the foreseeable future, but suppose for a moment that
Marxism-Leninism ceases to be a factor driving the foreign policies of these
states - a prospect which, if not yet here, the last few years have made a real
possibility. How will the overall characteristics of a de-ideologized world
differ from those of the one with which we are familiar at such a hypothetical
juncture?
The most common answer is - not very much. For there is a very
widespread belief among many observers of international relations that
underneath the skin of ideology is a hard core of great power national interest
that guarantees a fairly high level of competition and conflict between nations.
Indeed, according to one academically popular school of international relations
theory, conflict inheres in the international system as such, and to understand
the prospects for conflict one must look at the shape of the system - for
example, whether it is bipolar or multipolar - rather than at the specific
character of the nations and regimes that constitute it. This school in effect
applies a Hobbesian view of politics to international relations, and assumes
that aggression and insecurity are universal characteristics of human societies
rather than the product of specific historical circumstances.
Believers in this line of thought take the relations that existed
between the participants in the classical nineteenth century European balance of
power as a model for what a de-ideologized contemporary world would look like.
Charles Krauthammer, for example, recently explained that if as a result of
Gorbachev's reforms the USSR is shorn of Marxist-Leninist ideology, its behavior
will revert to that of nineteenth century imperial Russia.[16] While he finds this more reassuring than the threat posed
by a communist Russia, he implies that there will still be a substantial degree
of competition and conflict in the international system, just as there was say
between Russia and Britain or Wilhelmine Germany in the last century. This is,
of course, a convenient point of view for people who want to admit that
something major is changing in the Soviet Union, but do not want to accept
responsibility for recommending the radical policy redirection implicit in such
a view. But is it true?
In fact, the notion that ideology is a superstructure imposed on a
substratum of permanent great power interest is a highly questionable
proposition. For the way in which any state defines its national interest is not
universal but rests on some kind of prior ideological basis, just as we saw that
economic behavior is determined by a prior state of consciousness. In this
century, states have adopted highly articulated doctrines with explicit foreign
policy agendas legitimizing expansionism, like Marxism-Leninism or National
Socialism.
THE EXPANSIONIST and competitive behavior of nineteenth-century
European states rested on no less ideal a basis; it just so happened that the
ideology driving it was less explicit than the doctrines of the twentieth
century. For one thing, most "liberal" European societies were illiberal insofar
as they believed in the legitimacy of imperialism, that is, the right of one
nation to rule over other nations without regard for the wishes of the ruled.
The justifications for imperialism varied from nation to nation, from a crude
belief in the legitimacy of force, particularly when applied to non-Europeans,
to the White Man's Burden and Europe's Christianizing mission, to the desire to
give people of color access to the culture of Rabelais and Moliere. But whatever
the particular ideological basis, every "developed" country believed in the
acceptability of higher civilizations ruling lower ones - including,
incidentally, the United States with regard to the Philippines. This led to a
drive for pure territorial aggrandizement in the latter half of the century and
played no small role in causing the Great War.
The radical and deformed outgrowth of nineteenth-century imperialism
was German fascism, an ideology which justified Germany's right not only to rule
over non-European peoples, but over all non-German ones. But in retrospect it
seems that Hitler represented a diseased bypath in the general course of
European development, and since his fiery defeat, the legitimacy of any kind of
territorial aggrandizement has been thoroughly discredited.[17] Since the Second World War, European nationalism has been
defanged and shorn of any real relevance to foreign policy, with the consequence
that the nineteenth-century model of great power behavior has become a serious
anachronism. The most extreme form of nationalism that any Western European
state has mustered since 1945 has been Gaullism, whose self-assertion has been
confined largely to the realm of nuisance politics and culture. International
life for the part of the world that has reached the end of history is far more
preoccupied with economics than with politics or strategy.
The developed states of the West do maintain defense establishments
and in the postwar period have competed vigorously for influence to meet a
worldwide communist threat. This behavior has been driven, however, by an
external threat from states that possess overtly expansionist ideologies, and
would not exist in their absence. To take the "neo-realist" theory seriously,
one would have to believe that "natural" competitive behavior would reassert
itself among the OECD states were Russia and China to disappear from the face of
the earth. That is, West Germany and France would arm themselves against each
other as they did in the 193Os, Australia and New Zealand would send military
advisers to block each others' advances in Africa, and the U.S.-Canadian border
would become fortified. Such a prospect is, of course, ludicrous: minus
Marxist-Leninist ideology, we are far more likely to see the "Common
Marketization" of world politics than the disintegration of the EEC into
nineteenth-century competitiveness. Indeed, as our experiences in dealing with
Europe on matters such as terrorism or Libya prove, they are much further gone
than we down the road that denies the legitimacy of the use of force in
international politics, even in self-defense.
The automatic assumption that Russia shorn of its expansionist
communist ideology should pick up where the czars left off just prior to the
Bolshevik Revolution is therefore a curious one. It assumes that the evolution
of human consciousness has stood still in the meantime, and that the Soviets,
while picking up currently fashionable ideas in the realm of economics, will
return to foreign policy views a century out of date in the rest of Europe. This
is certainly not what happened to China after it began its reform process.
Chinese competitiveness and expansionism on the world scene have virtually
disappeared: Beijing no longer sponsors Maoist insurgencies or tries to
cultivate influence in distant African countries as it did in the 1960s. This is
not to say that there are not troublesome aspects to contemporary Chinese
foreign policy, such as the reckless sale of ballistic missile technology in the
Middle East; and the PRC continues to manifest traditional great power behavior
in its sponsorship of the Khmer Rouge against Vietnam. But the former is
explained by commercial motives and the latter is a vestige of earlier
ideologically-based rivalries. The new China far more resembles Gaullist France
than pre-World War I Germany.
The real question for the future, however, is the degree to which
Soviet elites have assimilated the consciousness of the universal homogenous
state that is post-Hitler Europe. From their writings and from my own personal
contacts with them, there is no question in my mind that the liberal Soviet
intelligentsia rallying around Gorbachev have arrived at the end-of-history view
in a remarkably short time, due in no small measure to the contacts they have
had since the Brezhnev era with the larger European civilization around them.
"New political thinking," the general rubric for their views, describes a world
dominated by economic concerns, in which there are no ideological grounds for
major conflict between nations, and in which, consequently, the use of military
force becomes less legitimate. As Foreign Minister Shevardnadze put it in
mid-1988:
The struggle between two opposing systems is no longer a determining
tendency of the present-day era. At the modern stage, the ability to build up
material wealth at an accelerated rate on the basis of front-ranking science and
high-level techniques and technology, and to distribute it fairly, and through
joint efforts to restore and protect the resources necessary for mankind's
survival acquires decisive importance.[18]
The post-historical consciousness represented by "new thinking" is
only one possible future for the Soviet Union, however. There has always been a
very strong current of great Russian chauvinism in the Soviet Union, which has
found freer expression since the advent of glasnost. It may be possible to
return to traditional Marxism-Leninism for a while as a simple rallying point
for those who want to restore the authority that Gorbachev has dissipated. But
as in Poland, Marxism-Leninism is dead as a mobilizing ideology: under its
banner people cannot be made to work harder, and its adherents have lost
confidence in themselves. Unlike the propagators of traditional
Marxism-Leninism, however, ultranationalists in the USSR believe in their
Slavophile cause passionately, and one gets the sense that the fascist
alternative is not one that has played itself out entirely there.
The Soviet Union, then, is at a fork in the road: it can start down
the path that was staked out by Western Europe forty-five years ago, a path that
most of Asia has followed, or it can realize its own uniqueness and remain stuck
in history. The choice it makes will be highly important for us, given the
Soviet Union's size and military strength, for that power will continue to
preoccupy us and slow our realization that we have already emerged on the other
side of history.
V
THE PASSING of Marxism-Leninism first from China and then from the
Soviet Union will mean its death as a living ideology of world historical
significance. For while there may be some isolated true believers left in places
like Managua, Pyongyang, or Cambridge, Massachusetts, the fact that there is not
a single large state in which it is a going concern undermines completely its
pretensions to being in the vanguard of human history. And the death of this
ideology means the growing "Common Marketization" of international relations,
and the diminution of the likelihood of large-scale conflict between states.
This does not by any means imply the end of international conflict
per se. For the world at that point would be divided between a part that was
historical and a part that was post-historical. Conflict between states still in
history, and between those states and those at the end of history, would still
be possible. There would still be a high and perhaps rising level of ethnic and
nationalist violence, since those are impulses incompletely played out, even in
parts of the post-historical world. Palestinians and Kurds, Sikhs and Tamils,
Irish Catholics and Walloons, Armenians and Azeris, will continue to have their
unresolved grievances. This implies that terrorism and wars of national
liberation will continue to be an important item on the international agenda.
But large-scale conflict must involve large states still caught in the grip of
history, and they are what appear to be passing from the scene.
The end of history will be a very sad time. The struggle for
recognition, the willingness to risk one's life for a purely abstract goal, the
worldwide ideological struggle that called forth daring, courage, imagination,
and idealism, will be replaced by economic calculation, the endless solving of
technical problems, environmental concerns, and the satisfaction of
sophisticated consumer demands. In the post-historical period there will be
neither art nor philosophy, just the perpetual caretaking of the museum of human
history. I can feel in myself, and see in others around me, a powerful nostalgia
for the time when history existed. Such nostalgia, in fact, will continue to
fuel competition and conflict even in the post-historical world for some time to
come. Even though I recognize its inevitability, I have the most ambivalent
feelings for the civilization that has been created in Europe since 1945, with
its north Atlantic and Asian offshoots. Perhaps this very prospect of centuries
of boredom at the end of history will serve to get history started once
again.
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